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Supplementary Training Modules on Good Manufacturing Practice

Heating, Ventilation and AirConditioning (HVAC) Part 1 (a): Introduction and overview WHO Technical Report Series, No. 937, 2006. Annex 2

HVAC

|

Slide 1 of 26

May 2006

HVAC Introduction and Scope 

HVAC systems can have an impact on product quality



It can provide comfortable conditions for operators



The impact on premises and prevention of contamination and cross-contamination to be considered at the design stage



Temperature, relative humidity control where appropriate



Supplement to basic GMP text 1, 2

HVAC

|

Slide 2 of 26

May 2006

HVAC The guideline further focuses on three concepts of the system:  Product protection – Contamination – Cross-contamination – Environmental conditions  Personnel protection – Prevent contact – Comfort conditions  Environment protection

HVAC

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Slide 3 of 26

May 2006

2

HVAC Factors contributing to quality products

Personnel Validated processes Procedures

Starting materials Equipment

Packing materials Premises Environment

HVAC

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Slide 4 of 26

May 2006

HVAC The manufacturing environment is critical for product quality. Factors to be considered include: 2.

Light Temperature

3.

Relative humidity

4.

Air movement

5.

Microbial contamination

6.

Particulate contamination



Uncontrolled environment can lead to product degradation

1.

 product contamination (including cross-contamination)  loss of product and profit HVAC

|

Slide 5 of 26

May 2006

HVAC What is contamination? It is "the undesired introduction of impurities (chemical/ microbial/ foreign matter into or on to starting material or intermediate – during sampling, production, packaging or repackaging". Impurities could include products or substances other than the product manufactured, foreign products, particulate matter, microorganisms, endotoxins (degraded microorganisms), etc.

Glossary

HVAC

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Slide 6 of 26

May 2006

HVAC What is Cross-contamination? "Contamination of a starting material, intermediate product, or finished product with another starting material or product during production". Cross-contamination can result from, e.g. 1. Poorly designed, operated or maintained air-handling systems and dust extraction systems 2. Inadequate procedures for, and movement of personnel, materials and equipment

3. Insufficiently cleaned equipment HVAC

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Slide 7 of 26

May 2006

Glossary, 4.1.11

HVAC Cross-Contamination

HVAC

Contaminant from Environment Operators

Contamination

Contaminant from Equipment

Product from Environment Operators

Cross Contamination

Product from Equipment

|

Slide 8 of 26

May 2006

HVAC Cross-contamination can be minimized by, e.g. 1. Personnel procedures 2. Adequate premises 3. Use of closed production systems

4. Adequate, validated cleaning procedures 5. Appropriate levels of protection of product

6. Correct air pressure cascade

HVAC

|

Slide 9 of 26

May 2006

HVAC The classification should be achieved in the state as specified (1):

 "As built" – Bare room, without equipment or personnel

4.1.7 - 4.1.8

HVAC

|

Slide 10 of 26

May 2006

HVAC The classification should be achieved in the state as specified (2):

 "At rest" – Equipment may be operating, but no operators present

4.1.9

HVAC

|

Slide 11 of 26

May 2006

HVAC The classification should be achieved in the state as specified (3):

 "In operation" – Normal production process with equipment and personnel, – Clean up time validated – normally in the order of 20 minutes 4.1.10

HVAC

|

Slide 12 of 26

May 2006

HVAC Level of protection and air cleanliness determined according to:  Product to be manufactured

 Process to be used  Product susceptibility to degradation

4.1.16

HVAC

|

Slide 13 of 26

May 2006

HVAC Parameters influencing Levels of Protection  Number of particles in the air, number of microorganisms in the air or on surfaces  Number of air changes for each room  Air velocity and airflow pattern

 Filters (type, position)  Air pressure differentials between rooms  Temperature, relative humidity

HVAC

|

Slide 14 of 26

May 2006

HVAC Tools to help achieve the desired Level of Protection Air Handling System

Production Room With Defined Requirements

Supply Air

HVAC

|

Slide 15 of 26

May 2006

Outlet Air

HVAC Tools to help achieve the desired Level of Protection (2) 

Air-handling system can be the main tool for reaching required parameters May not be sufficient as such Need for additional measures such as  appropriate gowning (type of clothing, proper changing rooms)  validated sanitation  adequate transfer procedures for materials and personnel

 

HVAC

|

Slide 16 of 26

May 2006

HVAC Tools to help achieve the desired Level of Protection (2) Cleanroom Class defined by Critical Parameters

Air Handling System HVAC

|

Slide 17 of 26

May 2006

Additional Measures

HVAC Examples of Levels of Protection Types of Clean room classes

HVAC

 WHO, EC, PIC/S:

A, B, C, D

 US FDA:

Critical and controlled

 ISPE:

Level 1, 2 or 3

 ISO:

Class 5, 6, 7 or 8

|

Slide 18 of 26

May 2006

Supplementary Training Modules on Good Manufacturing Practice Heating, Ventilation and AirConditioning (HVAC)

Part 1 (b): Introduction and overview WHO Technical Report Series, No. 937, 2006. Annex 2 HVAC

|

Slide 19 of 26

May 2006

HVAC Air Filtration  Degree of filtration is important to prevent contamination  Type of filters to be used dependent on the quality of ambient air, return air and air change rates  Manufacturer to determine, select and prove appropriate filters for use considering level of ambient air contamination, national requirements, product specific requirements

4.2.1, 4.2.3

HVAC

|

Slide 20 of 26

May 2006

HVAC Airflow patterns Filtered air entering a production room or covering a process can be  

turbulent, or unidirectional (laminar)  GMP aspect  economical aspect

Other technologies: barrier technology/isolator technology.

HVAC

|

Slide 21 of 26

May 2006

HVAC Airflow patterns

HVAC

|

Turbulent

Unidirectional/laminar

dilution of dirty air

displacement of dirty air

Slide 22 of 26

May 2006

HVAC Prefilter

Airflow patterns

AHU

Main filter

HVAC

|

1

2

Turbulent

Unidirectional

Slide 23 of 26

May 2006

3

Turbulent

HVAC Unidirectional airflow (UDAF): Provided where needed over product or material to prevent contamination, or to protect operator

UDAF in weighing areas  The aim is to provide dust containment  Airflow velocity should not affect balance  Position of material, balance, operator determined and validated – no obstruction of airflow or risk 4.3.1 – 4.3.10

HVAC

|

Slide 24 of 26

May 2006

HVAC

Annex 5, 7.

HVAC

|

Slide 25 of 26

May 2006

HVAC

Annex 5, 7.

HVAC

|

Slide 26 of 26

May 2006

HVAC Pressure differential concept  Concept can include high pressure differential, low airflow, and airlocks in the design

 Sufficient pressure differential required to ensure containment and prevent flow reversal – but not so high as to create turbulence  Consider effect of other items such as equipment and extraction systems in cubicles  Operating limits and tolerances 4.5.13 – 4.5.18, 4.5.22 HVAC

|

Slide 27 of 26

May 2006

HVAC Pressure differential concept (2)  Calibrated monitoring devices, set to alarm system

 Monitoring and recording of results  Doors open to higher pressure

 Dust extraction system design – – –

HVAC

|

Interlocked with air-handling system No airflow between rooms linked to same system Room pressure imbalance 4.5.19 – 4.5.26

Slide 28 of 26

May 2006

HVAC Pressure cascade solids Protection from cross-contamination Room 1

Room 2

15 Pa

Room 3

15 Pa

Air Lock

15 Pa

Air Lock Air Lock

30 Pa

E Passage

Note : Direction of door opening relative to room pressure HVAC

|

Slide 29 of 26

May 2006

15 Pa

0 Pa

HVAC Temperature and relative humidity (RH)  Controlled, monitored and recorded where relevant

 Materials and product requirements, operator comfort  Minimum and maximum limits

 Premises design appropriate, e.g. low humidity areas, well sealed and airlocks where necessary  HVAC design – also prevent moisture migration 4.6.1. – 4.6.6

HVAC

|

Slide 30 of 26

May 2006

HVAC Temperature and relative humidity (RH) (2)  Remove moisture, or add moisture as necessary  Dehumidification – Refrigerated dehumidifiers with cooling media – Chemical dehumidifiers

 Humidifiers should not be sources of contamination – Use of pure steam or clean steam – No chemicals added to boiler system if these can have a detrimental effect on product (e.g. some corrosion inhibitors/chelating agents) 4.6.7. – 4.6.11 HVAC

|

Slide 31 of 26

May 2006

HVAC Dust Control  Dust and vapour removed at source

 Point of use extraction – fixed points or movable hood – plus general directional airflow in room  Ensure sufficient transfer velocity to prevent dust settling in ducting  Risk analysis – airflow direction, hazards, operator 5.1. – 5.7

HVAC

|

Slide 32 of 26

May 2006

HVAC Protection of the environment (Exhaust air dust)  Exhaust air from equipment and some areas of production carry heavy loads of dust (e.g. FBD, coating, weighing)

 Filtration needed to prevent ambient contamination  Not highly potent material – EN779 F9 filter recommended

 Harmful substances (e.g. hormones) – EN1822 H12 (HEPA) filter recommended – In some cases two banks of HEPA filters – Safe change filter housings ("bag-in bag-out" filters) 6.1.1 – 6.1.5 HVAC

|

Slide 33 of 26

May 2006

Supplementary Training Modules on Good Manufacturing Practice

Heating, Ventilation and AirConditioning (HVAC)

Part 2: HVAC systems and components Section 7

HVAC

|

Slide 34 of 26

May 2006

HVAC Main subsystems Exhaust air treatment

Fresh air treatment (make-up air)

+

Terminal air treatment at production room level

Production Room

Central air handling unit

HVAC

|

Slide 35 of 26

May 2006

HVAC Overview components Exhaust Air Grille Silencer

Weather louvre

Flow rate controller

Fan

Control damper

+ Humidifier

Prefilter

Cooling coil with droplet separator

Secondary Filter

Heating coil Recirculated air HVAC

|

Slide 36 of 26

May 2006

Filter

Heater Terminal filter

Production Room

HVAC Components (1)  Weather louvre

 To prevent insects, leaves, dirt and rain from entering  Silencer  To reduce noise caused by air circulation  Flow rate controller  Automated adjustment of volume of air (night and day, pressure control)  Control damper  Fixed adjustment of volume of air

HVAC

|

Slide 37 of 26

May 2006

HVAC Components (2)  Heating unit

 Cooling unit/ dehumidifier  Humidifier  Filters  Ducts

HVAC

|

Slide 38 of 26

May 2006

 To heat the air to the proper temperature  To cool the air to the required temperature or to remove moisture from the air  To bring the air to the proper humidity, if too low  To eliminate particles of predetermined dimensions and/or microorganisms  To transport the air

HVAC Air-handling unit

Control damper for airflow Humid room air

Adsorber wheel

AHU with fan Variable Speed Controller

Regeneration air

Humid room air Air heater

De-humidification HVAC

|

Slide 39 of 26

Dry air

May 2006

Filter Pressure Gauges

HVAC Humidifier

HVAC

|

Slide 40 of 26

Silencer

May 2006

Heating and cooling units

HVAC Filter classes

Dust filters

Standard

Coarse

Fine

Dp > 10 µ m

10 µ m > Dp > 1 µ m

G1 - G4

F5 - F9 EN 779 Standard

HVAC

Aerosol

|

Slide 41 of 26

May 2006

HEPA

ULPA Dp < 1 µ m

H 11 - 13

U 14- 17 EN 1822 Standard

HVAC HEPA or tertiary filter

Primary panel filter

Secondary filter

HVAC

|

Slide 42 of 26

May 2006

HVAC

Classification of filters according to their efficiency

HVAC

|

F9

Average Efficiency Integral Value Retention in Penetration % 85 0.15

H11

95

0.05

H12

99.5

5x10

-3

97.5

25x10

-3

H13

99.95

5x10

-4

99.75

25x10

-4

U14

99.995

5x10

-5

99.975

25x10

-5

Slide 43 of 26

May 2006

Peak Arrestance Local Value Efficiency Penetration

HVAC Positioning of filters (1)

AHU mounted final filter

Filter in terminal position HEPA Filter

+

Production Room HEPA Filter

HVAC

|

Slide 44 of 26

May 2006

Production Room

HVAC Positioning of filters (2) Prefilter

AHU

Main filter Ceiling exhausts 2

1

Low level exhausts

HVAC

|

Slide 45 of 26

May 2006

3

HVAC Positioning of filters (3)

Final filter

AHU Prefilter

1

HVAC

|

Slide 46 of 26

2

May 2006

HVAC 1

2

3 4

Swirl Type air diffusors with terminal filters

1 2 3 4 HVAC

Filter Tightening frame Register outlet Screw fixation for register |

Slide 47 of 26

May 2006

HVAC

High induction office type diffusor (avoid) HVAC

|

Slide 48 of 26

May 2006

Low induction swirl diffusor (preferred)

HVAC Regulation of room pressure – pressure differentials concept

Room pressure gauges Room pressure indication panel

HVAC

|

Slide 49 of 26

May 2006

HVAC In the next slides Consider different air types, e.g.:  Supply air

 Return air (recirculated air)  Fresh air (make-up air)  Exhaust air

And: Concepts of air delivery to production areas:  Recirculation systems  Full fresh-air systems HVAC

|

Slide 50 of 26

May 2006

HVAC Air types

Fresh air (make-up air)

Supply air

+

Production Room

Return air (recirculated) HVAC

|

Slide 51 of 26

May 2006

Exhaust air

HVAC Recirculation systems  There should be no risk of contamination and crosscontamination when air is recirculated

 Normally, HEPA filters (EN1822 H13) needed in supply air stream – Not required in single product facility with no risk of cross-contamination – Not required where no dust generation (e.g. secondary packaging)

 HEPA filters placed in AHU or terminally  Dust from highly toxic processes should not be recirculated 7.2.1 – 7.2.6

HVAC

|

Slide 52 of 26

May 2006

HVAC Full fresh-air systems  100% fresh air - normally where toxic products are processed, and recirculation not recommended

 No contamination from fresh air – sufficient filtration needed  Degree of filtration on exhaust dependent on exhaust air contaminants and environment regulations  Energy-recovery wheels – Should not be source of contamination – Relative pressure between supply and exhaust air 7.3.1 – 7.3.3

HVAC

|

Slide 53 of 26

May 2006

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